INTRODUCTION
The vast majority of African smallholder farmers and
resource poor pastoralists have very little surplus cash that they can invest
in innovation. To the contrary they often mired in poverty traps in which they
have to draw down on their natural and social capital to make ends meet,
leaving little prospect of improving their livelihoods (UN Millennium Project
2005). Their production systems are mostly geared to producing food for home
consumption rather than for sale, which compels them to be wary of risks and uncertainties.
These circumstances do not, however, make them financially
irrational or inimical to change. The high cost of purchased food relative to
the farm-gate price of farm produce makes home food production their best financial
option. Their production systems involve sophisticated mixes of crops and
livestock with intercropping patterns that are finely tuned to their food
security needs and weather expectations. Evidently superior technologies that
smallholders can afford are quickly adopted. For example, smallholder dairying,
based on improved exotic crossbred cows produces 80% of Kenya's milk (Staal et al 2002). Other examples can be found in the tea, coffee and
horticulture sub sectors. Pastoralists have likewise exhibited rapid responses
to technical and market innovations such as the Infection and Treatment Method (ITM)
for providing immunity to East Coast fever (Irvin 2002). This attribute has
been exploited for the delivery of animal health interventions (Catley & Leyland
2001). Such examples demonstrate that knowledge-intensive innovations can help smallholders
and pastoralists break out of the straightjackets imposed by severely limited
land, labour and capital assets.
However, despite the evidence to the contrary, the
entrepreneurial strengths of smallholders and pastoralists have in the past
been under rated and largely untapped by research and development agencies,
(Scoones & Wolmer 2006). This has been changing and it is now recognised
that the end users should be essential participants in the design and
implementation of research for their benefit (Selner 1997, Chambers, Pacey and
Thrupp 1989). This change has created a need for better processes and tools for
enabling mutual learning, especially in Africa.
This paper reviews the contexts for collaboration in
learning at the farm level to achieve development goals and suggests ways of
enabling mutual learning between change agents and end users. The term 'change
agents' encompass all the actors in the agricultural value chains, e.g.,
suppliers, traders, researchers, extension agents etc. The end users of concern
to this paper are African smallholders and pastoralists.
The prerequisite of openness and freedom in the exchange of
information for innovation
Africa used to be a leading exporter of a
number of products in which it now trails other developing regions such as coffee,
palm oil, groundnuts, cotton. Africa also has deficits in basic foods such as
rice (West Africa), sorghums and millets (Sahelian Africa); maize (eastern and
southern Africa), cassava (humid Africa) (NEPAD 2004). The loss of global market-share
and food security has happened despite a number of significant research breakthroughs
(Haggblade 2004) because the research outputs have failed to scale out beyond
limited 'islands of success'.
Some innovations, such as
the cut flower industry in Kenya, have had huge impacts on employment and
national economies. This has ironically highlighted both the potential and the
failure of African agricultural innovation systems. Mary Opondo (2005) describes
the Kenyan flower industry as "an island of success in a sea of
failure".
The success of the flower industry is attributed to rapid
sharing of technical and market information between European and African branches
of well resourced companies engaged in cut flower production and trade (Bolo
2005). Meeting the Millennium Development Goals (MDGs) depends on emulating similar
conditions across the board to enable innovation by the vast majority of
agricultural producers, who are smallholders and pastoralists.
Most of the technologies and market opportunities that have resulted
in islands of success stopped scaling-out at the limit of the reach of the
project which sustained the original exchange of information and facilitated
the adopter's learning. Clark (2001) points out that "increasing the
knowledge base for economic production depends on factors such as the tacitness
(non-codified) knowledge, the role of 'learning interactions amongst different
techno-economic agents and associated networking arrangements, the non-linear
properties of relevant knowledge flows, the significance of user/supplier
contact, specially designed public policy regimes, and other factors which do
not in and of themselves relate directly to components of the
science/technology system as conventionally defined". The implication
of this statement is that ways must be found to enable smallholders and
pastoralists to engage more effectively in mutually learning with the other actors
in the value chains, including research and extension services, development
projects, private buying or selling entrepreneurs etc., who in one way or
another affect their willingness and ability to innovate.
Information exchange and learning along agricultural value
chains
There are many actors in African agriculture whose actions,
or lack of action, impinge on the innovation capacity of other actors in the value
chains. This puts a premium on understanding the composition and functions of
the different actors before attempting to make an innovation system function
better. This approach is illustrated by the steps taken by RATES (2003) for
developing strategic actions to improve the value and volume of maize marketed
in Malawi. This involved:
- Generating a maize
Value Chain Analysis for Malawi;
- Analyzing the value
chain at various market transfer points and assessing the value added by
participants in the maize chain;
- Listing all
categories of players along the chain by name, location, type of entity
and contact information;
- Identifying issues,
problems, and constraints at each transfer point in the chain;
- Identifying the flow
of maize volumes between sectors, in addition to the uses and consumption
of maize and maize by-products;
- Analyzing the value
change in the maize chain between transaction points;
- Identifying trade
regulations that govern the exports and imports of maize;
- Assessing the impact
of trade policies and regulations on cross-country movement and
cross-border trade of maize;
- Developing five-year
baseline data for the maize industry in terms of volume, value, price and
sales; and
- Providing insights on
issues and problems and suggesting recommendations to assist the maize
industry to improve the volume and value of maize.
The study came up
with a number of important recommendations for timely purchase of fertilizer
and for moving quickly to sell surpluses. The message relevant to this paper is
that successful implementation of almost every RATES (2003) recommendation
required information exchanges between actors, for example on markets,
quantities, qualities, prices, timing, location etc. It also required the
actors to learn how to combine information from different sources, places and
times into knowledge on which to base decisions that are appropriate the
actors' own unique social, production and market contexts. To take advantage of market demands
they must combine their own unique knowledge with new production and marketing knowledge.
They must, for example, be enabled to learn where the markets are, what
standards and regulation their products will have to meet, and how to organise
themselves to have the right quantities at the right times.
Combining community and research-derived knowledge
Even
apparently simple decisions require consideration of many factors. For decisions
on the sale of maize, for example, farmers must know the quality and price of their
products in different markets and at different times. They must also factor in
their families' food and social needs such as brewing, their livestock feed
requirements, their storage capacity and the shelf life of the grain in different
types of stores.
With such
factors in mind, Sumberg (2005) points out that formal research is
only one amongst many sources of new knowledge or technology supporting
innovation and it is not necessarily either the first or the most important
input to the process of innovation. There is now greater awareness that high-impact
innovations can come from community and private farmer experimentation, without
the benefit of formal research or extension services (Reij & Waters-Bayer 2001).
It is reasonable to hypothesise that there was much that the proponents of the
community land and water management innovations reported on by Kaboré & Reij (2003)
and ICRISAT scientists in Niger and Burkina Faso could have learnt from each
other but there is little evidence of any exchange of information between them.
Such lack of interaction
between formal researchers and the communities and individuals they serve greatly
weakens African agricultural innovation systems and result in outcomes such as
reported by Starkey's (1988) of the multiple failures in developing simple tool
carriers, despite evident goodwill, great ingenuity and a lot of effort.
Similar failures in communications and learning can be cited for almost all
African agricultural value chains. Agricultural input manufacturers should be
talking to rural shop keepers, who should be talking to researchers, who should
be talking to the manufactures and so on, extending to and involving all the
actors.
Many
observers (Chambers et al 2001, Scoones & Wolmer 2006, Sumberg 2005)
have stressed the need for genuine two-way interaction with the end users for
successful research to benefit producers. Many volumes have been written on participatory
research (Ashby 1997, Asbhy et al 1995, McGuire et al 1999) but, despite some
successes, the basic problem remains that farmer and pastoral involvement in
prioritising and implementing research and development agendas is too limited.
Where it happens it is a significant step forward but it is still mostly
utilised to advance externally determined agendas in, for example, plant
breeding (Eyzaguirre
& Iwanaga 1996) and natural resource management (Sutherland 1998).
However, to avoid creating islands of success the
interactions between stakeholders must go on beyond the life of research
projects. No innovation is permanent and unchanging. A new wonder variety once
adopted will require the resolution of an endless series of production,
harvesting storage, sales and processing problems until it eventually succumbs
to emerging pests and diseases or is superseded by even better varieties.
Enabling lifelong learning in technology and marketing
There is no terminal objective for the exchange of information
and learning. Farmers, just like scientists, continue to experiment and learn
everyday of their lives because they live in constantly changing circumstances,
especially in respect of available markets and technologies. The uncertainties
include the weather which changes from year to year, season to season and day
to day with each change having positive and negative consequences. The onset of
rain, which is deemed a blessing, can bring on a flush of poisonous herbs
before there is fresh green grass for livestock and the increased humidity
favours internal and external animal parasites and plant weeds, pests and
diseases. The smallholders need to know how to cope with these factors when
their attention is required on tillage, planting and weeding.
In the past, the information that farmers got was determined
by what others chose to pass down to them. They had little scope to be
proactive in seeking the information or knowledge tools that they needed. Their
interaction with the sources of knowledge was limited to instruction and advice
passed on orally or in the media by public and private extension services and
in-put and out-put market agents. However, in the complex circumstances
depicted above, there is need for more knowledge than can be acquired from one-way
information transfer systems such as pamphlets or radio broadcasts. Smallholders,
in common with other innovators, must be able to cope with problems and
opportunities as they arise in their own unique contexts and, for that, they
must be able to pose questions to the appropriate sources of knowledge. To be
able to give the right answers the sources of knowledge must likewise be able
to learn from the end users about their unique contexts and aspirations.
Learning opportunities presented by new technologies and
approaches
Radio Listening Groups with
resident trained facilitators (Hafin & Hamblin-Odame 2002) were an attempt
at promoting interactive learning but they were expensive and difficult to
mount. Recent advances in information and communications technology (ICT) and
information and communications management (ICM) have opened up a host of new
possibilities for change agents to interact with the end users. There are now
few villages out of reach of cell phones and in almost all cases there are persons
there who can translate the lingua franca into the local vernacular. The
Short Messaging Services (SMS) enables them to pass information upwards and to
put questions to other actors in the value chains. Conway (2006) noted that to
benefit from the extra production farmers will have to get fair prices for their
produce but that will require overcoming a number of serious challenges
including:
·
Lack
of market information;
- Exploitation by middlemen;
- Meeting stricter market quality
standards;
- Organising collective action;
- Accessing to transport.
Conway (2006) noted that there
are a number of innovations that are being used to overcome these challenges.
Amongst them are rural trading floors that are providing better information on
prices and the quantities of goods on offer. He noted that the fast penetration
of rural areas by cellular phone is opening up quicker access to market
information for the rural poor. Other innovations include satellite radio
systems which can be used to transmit sound and electronic data to anywhere. These
and conventional broadcasts can be recorded on cheap MP3 players for playback
at the audiences' convenience and questions arising can be sent by SMS to distant
sources of knowledge.
Effective innovation
systems require Information to flow freely amongst all actors in the value
chains. Hence NEPAD, the African Development Bank and other agencies are
committed to the massif investment in ICT infrastructure. NEPAD's e-Africa Commission was established
in 2001, with the mandate to manage the structured development of the ICT
sector on the African continent. The Commission is required to develop broad
strategies and a comprehensive action plan for ICT infrastructure and its use
for ICT applications (http://www.eafricacommission.org/). As an aid to agricultural
research and development
information must be tailored and timed to suit diverse
audiences. This must be accompanied by learning tools that will enable the
recipients of the information to convert the information into useful knowledge.
To get this combination of appropriate information and well-matched learning
tools will require institutional capacity building (Alluri, 2006). This is a
priority of the FARA Regional Agricultural Information and Learning System
(RAILS) working in collaboration with the sub-regional agricultural information
systems such as ASARECA's Regional Agriculture Information Network (RAIN). More
information can be found in the announcement of an African Platform for ARD 29
May 2006 www.isicad.org/fara.
Technology-Mediated
Open Distance Education (Tech-MODE) could make important contributions to African
rural development. Alluri (2006) noted that COL, FARA, CGIAR and many others
are advocating the use of open, distance and technology mediated learning to
increase access and improve the quality of education, extension and training,
which is essential for advancing the more knowledge-intensive, market oriented agriculture
that is emerging in Africa.
The FARA
General Assembly (FARA 2006) concluded that the way forward was to:
·
Develop
open distance learning (ODL) and Tech-MODE policies;
- Institutionalise ODL
and Tech-MODE as accepted means for providing education and training;
- Conduct research to
improve ODL and Tech-MODE architecture and use.
Participants
indicated that there are three main categories of communities that need to be
reached by creating open and distance learning opportunities for agricultural
education and development in sub-Saharan Africa:
- Farming
communities and their organisations.
- Facilitators (change
agents or actors).
- Researchers and
managers (scientists, technologists, research managers, policy makers,
financers etc.)
The strategy
for creating learning opportunities will include:
- Awareness
building, sensitisation and advocacy of leaders and decision makers;
- Capacity development
of institutions and facilitators;
- Establishing
collaborative mechanisms such as networks and consortia;
- Creating linkages
across public, private and community partnerships;
- Using community institutions
and organisations;
- Providing support
for developing enabling community, national, sub-regional and regional policies.
The main
policy issue that has to be addressed is how to create financially and socially
sustainable opportunities that will provide the learning needs of agricultural
communities. Policy making in this area is a cross-sectoral issue for national
governments and regional organisations to ensure the conditions for success in
open distance learning, which is determined by:
·
Enabling
demand-driven community-centric approaches;
- Self-replicability,
scalability and sustainability;
- Transformation of
agricultural extension approaches to make them amenable to ODL and
Tech-MODE;
- Innovative
collaborative mechanisms that strengthen both forward and backward
linkages;
- Digitisation of
content for multiple media applications.
Conclusions
The success of innovation systems is
correlated with the extent and openness with which the stakeholders across the
whole value chain interact and exchange ideas and information. Smallholders and
pastoralists have most knowledge of their own production systems and take the
greatest risk in innovation yet they tend to be regarded as the recipients of
knowledge rather than key actors in producing it. To take advantage of market
demands they need to combine their unique knowledge with new knowledge on the
potential marketable products. To do that they must be enabled to learn where
the markets are, what standards and regulation they will have to meet, and how
to organise themselves to have the right quantities at the right times. They
must also be able to get answers to questions promptly when they arise, such as
on the outbreak of disease or turns in the market. The need for exchange of
knowledge extends both ways because the scientists and extension agents will
serve the producers best when they can learn about the producers' problems and
can build on their knowledge. Advances in ICT and distance learning
methodologies are opening opportunities for joint learning with remote rural
communities in previously unimaginable ways. Full advantage must be taken of
them in collaborative efforts to advance learning at the farm level to achieve
development goals
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